Securities Litigation

Sophisticated Securities Litigation Counsel

Canales PLLC offers representation to investors and businesses in securities-related litigation, a complex and multifaceted legal sub-practice area that deals with negligent or fraudulent activities often seen in business deals. These cases are typically highly-specialized and very sensitive, where the stakes are high and the damage awards are considerable.  The firm handles the following types of securities-related disputes:

  • Securities Fraud
  • Shareholders Derivative Actions
  • Defense of Securities Class Actions
  • Officer/Director Liability
  • Breach of Fiduciary Duty

Canales PLLC also represents individuals and corporations in matters pending before regulatory agencies such as the Securities and Exchange Commission, FINRA and the New York State Attorney General’s Office.  The firm has handled the defense of matters before these agencies involving allegations of:

  • Insider Trading
  • Market Manipulation
  • Books and Records Violations
  • Failure to Supervise
  • Churning
  • Not-For-Profit Law Violations

Canales PLLC can assist you with all securities litigation matters, be it one of the issues mentioned here or found elsewhere. To learn more about how we can help you with your case, contact us today.